Compliance officer

Larnaca district, Larnaca — Town Center
Posted: 17.07.2017 13:31
Ad ID: 1712063
  • AdvertiserBusiness

Job Description

Our client is an investment firm authorized and regulated by the Cyprus Securities and Exchange Commission providing trading services and facilities to both retail and institutional clients. They are currently looking to grow their Compliance team by adding another experienced Compliance officer that will add value to their existing team.

Job Responsibilities

Reporting to the Company’s Head of Compliance making relevant recommendations by monitoring and assessing the level of compliance risk that the Company faces;

Monitoring the adequacy and effectiveness of the measures and procedures of the Company making necessary amendments to ensure compliance with CySEC requirements;

Designing and implementing the Company’s Compliance Monitoring Program ensuring that periodic compliance audits are carried out;

Prepare the Annual Compliance Officer Report;

Monitoring the Company’s complaint handling policy to ensure the prompt resolution of client complaints/grievances and ensuring that adequate records are kept in this respect;

Ensuring that Company’s reporting obligations and relevant notifications to CySEC are made in an accurate and prompt manner and within the deadlines set by CySEC;

Liaising with Company’s External and Internal Auditors providing necessary information to carry out their annual examination;

Being updated with changes in the legal framework making suggestions to Head of Compliance for implementation in Company’s business to ensure compliance with the changed requirements;

Ensuring that orderly records of Company’s correspondence with CySEC and/or any other competent authority are kept both in an electronic and hard copy form;

Providing guidance and assistance to all departments of the Company responding to compliance enquires, as necessary;

Training the staff of the Company in relation to compliance function, as necessary


University Degree in Legal, Finance or Economics field or similar

Minimum 3 years experience in a similar role

Holder of the CySEC Advance Certification

Experience within a regulated company would be considered an advantage

Excellent verbal and written communication skills in Greek and English

Able to work in a fast paced environment

Has the ability to multi task and work to strict deadlines

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