Senior compliance officer
- Job type Full-time
- Experience Any
A Senior Compliance Officer role has recently become available within our client’s investment firm. The company offers FX and CFDs trading and is regulated by CySEC as well as the FCA.
The right candidate for this role is one with a strong Compliance background within the FX industry, confident and eager to continue learning and growing as a professional.
Review and advise management on legal implications of internal policies and procedures
Ensure that all activities of the company are adhering to the license requirements, in conjunction with the Risk & Compliance Manager
Conduct relevant informative training to staff on an as and when basis
Advise the Back Office on any necessary changes or actions with regards to procedures
Participating on company business decisions
Providing support to the CEO
Stay informed of industry issues, changes and trends
Manage multiple projects and relationships
Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with the legal department as needed to resolve difficult legal compliance issues
Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
Any other Ad-hoc activities not listed above, that may occur on an as and when basis.
Experience in a similar role, and/or experience in the financial industry, of at least 2/3 years is essential
Experience in dealing with various regulatory bodies (CySEC, FCA etc) and their respective rules
Fluency in English is essential (Greek would be an advantage)
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