Senior compliance officer

Limassol district, Limassol — Agios Nicolaos
Posted: 17.07.2018 14:05 Ad ID: 2019305
  • Experience Any
  • Job type Full-time

Job Description

A Senior Compliance Officer role has recently become available within our client’s investment firm. The company offers FX and CFDs trading and is regulated by CySEC as well as the FCA.

The right candidate for this role is one with a strong Compliance background within the FX industry, confident and eager to continue learning and growing as a professional.

Job Responsibilities

Review and advise management on legal implications of internal policies and procedures

Ensure that all activities of the company are adhering to the license requirements, in conjunction with the Risk & Compliance Manager

Conduct relevant informative training to staff on an as and when basis

Advise the Back Office on any necessary changes or actions with regards to procedures

Business orientated

Participating on company business decisions

Providing support to the CEO

Stay informed of industry issues, changes and trends

Manage multiple projects and relationships

Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with the legal department as needed to resolve difficult legal compliance issues

Identifies potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.

Any other Ad-hoc activities not listed above, that may occur on an as and when basis.


Experience in a similar role, and/or experience in the financial industry, of at least 2/3 years is essential

Experience in dealing with various regulatory bodies (CySEC, FCA etc) and their respective rules

Fluency in English is essential (Greek would be an advantage)

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Posting since jan, 2018

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