Head of compliance

Limassol district, Limassol — Agios Nicolaos
Posted: 14.09.2018 17:46 Ad ID: 2072139
  • Job type Full-time
  • Experience Any

Job Description

Our Client is a CySEC regulated investment firm and was established in the year 2012, which prides itself on its diversity, as well as its corporate culture. The company aligns their goals with that of their clients and invest a lot of time in understanding every individual client. They have developed their reputation on honesty and sincerity.

They are looking for a Head of Compliance to join their team.

Job Responsibilities

To lead the compliance function within the organization and ensure compliance with relevant laws

To develop and manage the compliance team

To coordinate with operational functions and identify any compliance related issues

Prepare and submit compliance reports to the Board of Directors and regulatory bodies.

Research and Analyze legal developments and prepare proposals for management review

Prepare new and/or update existing policies and procedures

Ensure implementation of internal policies and procedures

Analyze compliance data to support relevant decision making

Draft and supervise the KYC process for individual clients, legal entities and counterparties

Responsible for training of the employees and senior management

Supervising sales’ monitoring

Supervising the marketing communication process

Reviewing agreements with employees, clients, 3rd parties from a compliance point of view

Liaise with Auditors

Responding to compliance enquiries and liaising regulatory authorities

Supervising and responsible for all aspects of the Compliance & AML function


Degree in Law/Business/Finance or any other related field

At least 4 years’ of experience in a similar position or a related financial services firm

Experienced with MiFID framework

CySEC Advanced Certificate

Familiar with GDPR

Fluency in Greek and English is a must

Additional languages will be considered advantageous

Strong self-starter personality with initiative and the ability to commence and conclude issues from start to finish

Microsoft Office (Word, Excel, PowerPoint)

Internet capabilities

0900 – 1800 Monday to Friday, Role of Trust which, may may demand to work overtime/weekends

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Posting since jan, 2018

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