Deputy compliance officer

Limassol district, Limassol — Agios Nicolaos
Posted: 19.03.2019 12:30 Ad ID: 2261686
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  • Job type Full-time
  • Experience Any

Job Description

Our client is a well-established investment firm with over many years of experience in the trading industry and is currently looking for a Deputy Compliance Officer. The ideal candidate will have excellent knowledge of CySEC licensing and regulations and experience in a similar position.

Job Responsibilities

Responding to Compliance inquiries

Preparing Compliance and AML policies, procedures, forms and executing training

Drafting the Company’s Manuals and Business Policies

Drafting procedures for in-house use and resolving any dispute regarding compliance matters

Making certain that employees are following internal compliance guidelines

Drafting procedures for cooperation with outsourced Service Providers

Reviewing the marketing promotional material and tools and advice as to the applicable legislation ensuring compliance at the same time

Auditing all policies and procedures in order to be in line with CySEC’s requirements

Handling clients’ complaints

Enacting corrective measures when necessary and informing the Chief Compliance Officer

Preparing and maintaining AML Program and AML checks in all transactional processes

Monitoring transactions, published content and recorded calls and reporting any deficiencies to the Chief Compliance Officer

Liaising and communicating with the Regulator in the absence of the Chief Compliance Officer

Preparing and submitting of reports to CySec when needed

Requirements

2-3 years of experience in a similar role in a CIF

Legal Background would also be considered an advantage

Excellent knowledge of CySEC licensing and regulations

Ability to work in a fast-paced environment

CySEC Advanced Certificate

Fluent English

Able to work under pressure and meet tight deadlines

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Golden Careers Recruitment

Posting since jan, 2018

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